Tag Archive for: QMS

Requirements and Risk Management

In this post, we will discuss why start-up medical device companies should prioritize requirements and risk management before a quality management system.

As a medical device product development consultant, I often see start-up companies having trouble deciding what to prioritize – design controls and risk management or the quality management system (QMS).  And what they mean specifically is, which software systems should the company invest in first – the requirements and risk management solution that will aid in building a regulatory compliant design history file, or the electronic-QMS system to establish the FDA required and ISO 13485-compliant QMS?

From my experience over the past 15 years, here are the 3 reasons why I advise start-ups to prioritize requirements and risk management over an eQMS system.

1. Design controls and risk management processes start earlier

For best product, schedule, and compliance success, incorporating design controls should be done proactively instead of reactively.  Companies are typically developing their medical device from day 1.  This is compared to other QMS processes that may not be used until years later when the product is being transferred to manufacturing and being commercially distributed.  A few of these other processes include non‑conforming materials, device master record, product change control, and complaint management.

Thus, purchasing a full eQMS system earlier than necessary results in paying for functionality that may not be used for years.  That is of low value to the start-up closely watching its funds.

In contrast, as the medical device is being developed from the onset of the company, the benefits of requirements and risk management solutions can be realized very quickly and much sooner than a full eQMS system.

2. Requirements and risk management is often unwieldy

Unless your device is ‘simple,’ for example no software, no electro-mechanical parts, low-risk Class 1 devices; thoughtful consideration should be given to the processes and solutions that will manage the various requirements and risk management for your medical device development.  Organizing all the user needs, design inputs, regulatory requirements, requirements from industry standards, system requirements, sub-requirements, and risk management can quickly become unwieldy without proper management.

In my experience, even a Class II electro-mechanical device can easily approach a thousand line items to manage and connect.  Add on embedded software or a digital interface, and that number can easily jump to multiple thousands of line items or more, depending on the complexity of the medical device.  A solution like Jama Connect® has immediate value to ensure all items are linked, traced, verified, and validated for a regulatory complaint design history file and medical device file.

3. In the early years, a company can create and manage a regulatory compliant QMS without an all-electronic system

Does forgoing the eQMS mean settling with a non-compliant QMS?  No.  A company can implement a regulatory compliant QMS without an eQMS system.  SOPs can be implemented in stages, prioritized on the stage of the company.  These SOPs, along with a cloud-based document sharing repository, is often sufficient in those early product development years.  As the company approaches transfer to manufacturing and commercial distribution, then is the time to evaluate whether it’s time to transition to an eQMS system.

Summary

In summary, these are the three reasons I advise start-ups to prioritize requirements and risk management first before an eQMS system.  This path allows for the development of a successful product and complaint design history file, as well as establishing the rest of the quality management system, all in a practical manner that maximizes value and meets regulatory expectations.

 


IATF 16949

Throughout this automotive blog series, our experts have described numerous ways that Jama Connect can support and accelerate product development for automotive suppliers and OEMs and drive compliance to key safety standards like ISO 26262. Now let’s look at how requirements management and this focus around functional safety fit into the larger view of organizational quality management systems (QMS) aligned with IATF 16949:2016.

International Automotive Task Force (IATF) 16949

The IATF 16949 standard defines the components of an automotive industry aligned quality management system to provide a harmonized structure for companies to implement and meet their customers and the broader markets expectations for quality and consistency of organizational processes.  IATF 16949 also fully aligns with the structure and application of ISO 9001:2015 and is focused on seven Quality Management Principles:

  1. Customer Focus
  2. Leadership
  3. Engagement of People
  4. Process Approach
  5. Improvement
  6. Evidence-based Decision Making
  7. Relationship Management

While ISO 26262 defines functional safety and focuses at the project or product level, IATF 16949 is a broad-based organizational standard that defines a way of working for various functions throughout the business.  A good example of the contrast in scope is the text of section 8.3.2.1 of IATF 16949:  “The organization shall ensure that design and development planning includes all affected stakeholders within the organization and, as appropriate, its supply chain.”

Jama Connect for Automotive

While different in scope and scale, there are certainly several key tenants in both standards that mean a requirements management tool like Jama Connect® for Automotive is critical not only for compliance – but for efficient execution that drives value for customers. Here are three topics to consider:


RELATED: Watch a demonstration of the Jama Connect for Automotive Solution


Requirements Matter

To assure the first principle of Customer Focus, requirements must be central to any quality management system implementation. The standard explicitly accounts for items like review of requirements and feasibility assessment, evidence of customer-waived requirements, and communication of changes to ensure impacts are accounted for in downstream operations. Maintaining tight control of requirements, including reviews and versioning, creates the foundation that a robust quality management system can build upon.

Safety and Quality Go Hand in Hand

Product safety is specifically outlined in Section 4.4.1.2 of the IATF 16494 standard – and although it’s not prescriptive, it does align implicitly with ISO 26262 and acknowledges that safety is a key measure of quality and conformance of products and processes. Key areas of alignment between safety and quality standards, and supported by Jama Connect for Automotive, which will accelerate or strengthen a quality management system include:

  • Technical safety requirements
  • System architectural designs
  • Hardware design and verification
  • Software design and verification
  • Hazard Analysis and Risk Assessment (HARA)
  • Project management
  • Change control
  • Confidence in the use of software tools

Stakeholder Engagement is Critical

To meet the requirements of a strong quality management system, particularly in the automotive sector, requires both internal and external stakeholder engagement – and puts a particular focus on the role of top management.  With this focus, maintaining strong alignment and communication within the organization and with the supply chain is crucially important. Organizations may bring stakeholders into a formal review process or may exchange information through industry standard protocols such as ReqIF [link to Part III blog], in order to ensure optimal QMS performance. Regardless of method or specific process – maintaining clear documentation, managing change, capturing approvals and/or electronic signatures at appropriate milestones, and maintaining overall traceability of quality and safety data are all key to success in this complex web of internal and external stakeholders.

Jama Connect for Automotive includes a fully functional framework that teams can use to start getting value immediately as a component of a quality management system aligned to IATF 16949:2016. This includes complete documentation for how to complete each process most efficiently in Jama Connect for Automotive. Industry-specific Professional Services are also included to guide customers through the inevitable customizations needed by each organization.


To learn more about how Jama Connect for Automotive can help your team simplify compliance, streamline development, and speed time to market, download our solution overview.

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