{"id":55089,"date":"2021-07-16T03:00:12","date_gmt":"2021-07-16T10:00:12","guid":{"rendered":"https:\/\/www.jamasoftware.com\/?p=55089"},"modified":"2023-01-12T16:48:59","modified_gmt":"2023-01-13T00:48:59","slug":"regulatory-shift-for-machine-learning-in-software-as-a-medical-device-samd","status":"publish","type":"post","link":"https:\/\/www.jamasoftware.com\/legacy\/blog\/2021\/07\/16\/regulatory-shift-for-machine-learning-in-software-as-a-medical-device-samd\/","title":{"rendered":"Regulatory Shift for Machine Learning in Software as a Medical Device (SaMD)"},"content":{"rendered":"<p><img decoding=\"async\" class=\"alignnone size-full wp-image-55090\" src=\"https:\/\/www.jamasoftware.com\/media\/2021\/07\/2021-07-16-regulatory-shift-machine-learning-samd_1024x512.jpg\" alt=\"Machine Learning in Software as a Medical Device\" width=\"1024\" height=\"512\" srcset=\"https:\/\/www.jamasoftware.com\/legacy\/media\/2021\/07\/2021-07-16-regulatory-shift-machine-learning-samd_1024x512.jpg 1024w, https:\/\/www.jamasoftware.com\/legacy\/media\/2021\/07\/2021-07-16-regulatory-shift-machine-learning-samd_1024x512-300x150.jpg 300w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><\/p>\n<h2>Machine Learning in Software as a Medical Device<\/h2>\n<p>Machine learning (ML), a subset of artificial intelligence, has become integral across software in all industries, and the medical and life science spaces are no exceptions. ML can help medical systems improve the identification and diagnosis of disease, create personalized medicine, and help with drug discovery and manufacturing (just to name a few areas). Current guidance and regulations require validation of the final version of the software prior to a release\u2014so what does this mean for <a href=\"https:\/\/www.jamasoftware.com\/blog\/my-software-is-a-medical-device-samd-now-what\/\" target=\"_blank\" rel=\"noopener\">Software as a Medical Device (SaMD)<\/a> systems that incorporate ML and \u2018continual\u2019 algorithms designed to accumulate and improve knowledge after a system\u2019s release in the market?<\/p>\n<h3>The Current Situation<\/h3>\n<p>The FDA and other regulatory agencies currently lack the guidance needed for <a href=\"https:\/\/www.jamasoftware.com\/blog\/jama-software-announces-jama-connect-for-medical-device-development\/\" target=\"_blank\" rel=\"noopener\">medical device manufacturers<\/a> to include continual algorithms that adjust and improve post-market submissions. A changed algorithm would require a premarket review for each minor adjustment due to the potential impact on patient care.<\/p>\n<p>There are many medical ML products on the market today, which currently use the DeNovo and 510(k) process, but the process is locked. Otherwise, the ML product would violate regulatory control. With this limitation, the FDA has been listening to input from the industry to help inform potential guidance and regulatory change.<\/p>\n<h3>Future FDA Regulatory Process<\/h3>\n<p>In April 2019, the FDA released a paper called <a href=\"https:\/\/www.fda.gov\/medical-devices\/software-medical-device-samd\/artificial-intelligence-and-machine-learning-software-medical-device\" target=\"_blank\" rel=\"noopener\">\u201cProposed Regulatory Framework for Modifications to Artificial Intelligence\/ Machine Learning (AI\/ML) Based Software as a Medical Device (SaMD).\u201d<\/a>\u00a0The paper describes and outlines a possible approach to a premarket review for artificial intelligence and machine learning-driven software modifications.<\/p>\n<p>The proposed framework includes elements from the FDA\u2019s current premarket programs including:<\/p>\n<ul>\n<li>IMDRF\u2019s risk categorizing principles<\/li>\n<li>FDA\u2019s benefit-risks framework<\/li>\n<li>Risk management approaches<\/li>\n<li>IEC 62304 principles<\/li>\n<li>Change management approaches<\/li>\n<\/ul>\n<p>One of the key proposed expectations from the FDA would be a commitment from manufacturers to be transparent with the constant monitoring of artificial intelligence and machine-learning-based software providing periodic updates, including any changes to algorithm protocols.<\/p>\n<p>The proposed framework received positive feedback from the industry, and the FDA has now decided to implement the discussion paper with guidance. It is expected to be released sometime in 2021. The intended premarket approval process will allow a trusted manufacturer (see below for definition) to make pre-approved post-release changes only if the manufacturer follows a predetermined change control plan.<\/p>\n<h3>What is a Trusted Manufacturer?<\/h3>\n<p>So what does the FDA mean by a trusted manufacturer?<\/p>\n<p>Firstly, a trusted manufacturer should ensure they have an efficient and proactive quality system in place. Some of the key quality-related areas to focus on are:<\/p>\n<ul>\n<li>Design controls and required documentation to prove to the FDA exactly how the manufacturer has provided for the safety and efficacy of a system or device.<\/li>\n<li>Design verification and validation establishing that what the manufacturer has built works for the end user as intended.<\/li>\n<li>Risk management, ensuring that any applicable hazards have been identified and that mitigations have been implemented.<\/li>\n<li>Iterative design reviews, allowing risks and omissions to be seen quicker, reducing total in-field corrective actions or bugs.<\/li>\n<\/ul>\n<p>Several other considerations are critical in becoming a \u2018trusted manufacturer\u2019 under the anticipated guidance, some of which include:<\/p>\n<ul>\n<li>The ability to follow good machine learning practices during all design stages.<\/li>\n<li>Ensuring that all algorithm changes that are implemented are done according to pre-specified objectives and any applicable change protocols.<\/li>\n<li>Trusted manufacturers are expected to document how the system will learn both pre- and post-release.<\/li>\n<li>Ensuring the integrity of reference data used by continual algorithms.<\/li>\n<\/ul>\n<p>This is an exciting time for medical and life science companies embarking on or continuing their ML product\u2019s journey. <a href=\"https:\/\/www.jamasoftware.com\/platform\/jama-connect\/trial\/\" target=\"_blank\" rel=\"noopener\">Connect with us<\/a> to find out how Jama can help!<\/p>\n<p><!-- Uberflip Embedded Hub Widget --><\/p>\n<div id=\"UfEmbeddedHub1626120858043\">\n<hr \/>\n<\/div>\n<p><script>\n  window._ufHubConfig = window._ufHubConfig || [];\n  window._ufHubConfig.push({\n    'containers':{'app':'#UfEmbeddedHub1626120858043'},\n    'collection': '4131730',\n    'openLink':function(url){\n      window.top.location.href=url;\n    },\n    'lazyloader':{\n      'itemDisplayLimit':20,\n      'maxTilesPerRow':4,\n      'maxItemsTotal': 4\n    },\n    'tileSize': 'small',\n    'enablePageTracking':false,\n    'baseUrl': 'https:\/\/resources.jamasoftware.com\/',\n    'filesUrl': 'https:\/\/resources.jamasoftware.com\/',\n    'generatedAtUTC': '2021-07-12 20:14:01',\n  });\n  <\/script><\/p>\n<p><script>(function(d,t,u) {\n    function load(){\n      var s=d.createElement(t);s.src=u;d.body.appendChild(s);\n    }\n    if (window.addEventListener) {\n      window.addEventListener('load',load,false);\n    }\n    else if (window.attachEvent) {\n      window.attachEvent('onload',load);\n    }\n    else{\n      window.onload=load;\n    }\n  }(document,'script','https:\/\/resources.jamasoftware.com\/hubsFront\/embed_collection'));\n  <\/script><br \/>\n<!-- \/End Uberflip Embedded Hub Widget --><\/p>\n<hr \/>\n<p><!-- put this on the page where you wish the widget to appear --><\/p>\n<div id=\"eewidget_p_60d509bcad8332095a598811\" class=\"eewidget\" style=\"position: relative;\"><a href=\"http:\/\/www.snapapp.com\/\">Content loading&#8230;<\/a><\/div>\n<p><noscript>&lt;br \/&gt;<br \/>\nPlease enable javascript!&lt;br \/&gt;<br \/>\n<\/noscript><\/p>\n<p><!-- SEO --><br \/>\n<noscript>&lt;\/p&gt;<br \/>\n&lt;div&gt;<br \/>\nProduct Development Challenges&lt;\/div&gt;<br \/>\n&lt;div&gt;&lt;\/div&gt;<br \/>\n&lt;div&gt;<br \/>\n&lt;div&gt;<br \/>\nHelp us personalize your content experience!&lt;\/div&gt;<br \/>\n&lt;div&gt;<br \/>\n&lt;p&gt;Download this whitepaper to learn how to reduce the risk of failing to comply with regulations, and how a single source of truth enables collaboration across distributed teams, increasing insight and minimizing the introduction of risk:&lt;br \/&gt;<br \/>\n&lt;i&gt;&lt;b&gt;&lt;a href=&#8221;https:\/\/resources.jamasoftware.com\/whitepaper\/safeguarding-regulated-products-a-frost-sullivan-executive-brief\/?utm_source=snapapp&amp;utm_medium=content&amp;utm_campaign=snapapp-cta-challenges&amp;utm_content=655128805_frostandsullivanbrief&#8221;style=&#8221;color: #b7d8e8;&#8221;&gt;Safeguarding Regulated Products Amidst Growing Complexity: A Frost &amp; 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ML can help medical systems improve the identification and diagnosis of disease, create personalized medicine, and help with drug discovery and [&hellip;]<\/p>\n","protected":false},"author":137,"featured_media":55090,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"inline_featured_image":false,"footnotes":""},"categories":[846],"tags":[489,41,664,665],"industry":[574],"class_list":["post-55089","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-compliance-regulation","tag-developing-a-medical-device","tag-medical-device-development","tag-samd","tag-software-as-a-medical-device","industry-medical-devices"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v28.1 (Yoast SEO v28.1) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Regulatory Shift for Machine Learning in Software as a Medical Device<\/title>\n<meta name=\"description\" content=\"Machine learning has become integral across the software as a medical device (SaMD) industry. 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